phthalides by catalytic hydrogenation and transfer hydroge-
nation have been realized to date.4 There still remains a
significant need for a more practical process with broader
substrate scope and higher reaction stereoselectivity. In this
communication, we report a highly enantioselective synthesis
of 3-substituted phthalides by efficient reductive cyclization
of 2-acylarylcarboxylates under ruthenium-catalyzed aqueous
asymmetric transfer hydrogenation conditions using a novel
chiral vicinal diamine ligand.
(2a) is a useful medical agent for the treatment of brain-
related neuro diseases such as ischemic stroke.9 First, we
sought an effective reaction system. The preliminary inves-
tigation revealed that the asymmetric transfer hydrogenation
of 1a can proceed successfully in water with sodium formate
as hydride donor10 by the in situ formed Ru-3a catalyst
(84% yield, 92% ee) (Scheme 1); both of the other two
general conditions in iPrOH and HCOOH-NEt3 were found
not ideal due to competitive side reactions or poor conver-
sion. When Noyori’s catalyst N-(p-toluenesulfonyl)-1,2-
diphenyl-ethylenediamine)/Ru(II) complex (Ru-TsDPEN)
was used to catalyze the same reaction in water, a similar
enantioselectivity was observed (92.7%) after 24 h, but the
yield was much lower (68%). These results prompted us to
envision potential utilization of other 1,2-diaryl-ethylenedi-
amine/Ru(II) complexes as excellent catalysts for this practi-
cal aqueous asymmetric transfer hydrogenation. Accordingly,
a new family of chiral diamine ligands (3b-g) that incor-
porate both electronic and steric factors were prepared using
the established method8 (Figure 1).
Since the breakthrough by Noyori and co-workers,5
transition-metal-catalyzed asymmetric transfer hydrogenation
has been shown to be one of the most powerful and common
methods for the reduction of carbonyl compounds.6 However,
despite the extensive studies of asymmetric reduction of
acetophenone derivatives using various catalysts, transfer
hydrogenation of 2′-substituted acetophenones has been less
developed. In most documented examples,5a,7,10a reduced
enantioselectivities were often observed with these substrates
probably due to the disturbance of the key transition state
by the ortho-substituent. In 2001, the asymmetric transfer
i
hydrogenation of methyl 2-acylbenzoates in PrOH using
ruthenium catalysts has been carefully studied,4c but the
results remained unsatisfactory. Inspired by the previous
success of vicinal diamine preparation,8 we became intrigued
by the possibility of tuning catalyst functionality by introduc-
ing a new diamine backbone for enantioselective synthesis
of 3-substituted phthalides via asymmetric transfer hydro-
genation.
Figure 1. Chiral diamine ligands 3a-g.
Scheme 1
. Synthesis of 3-Butylphthalide 2a by Ru-3a
Catalyzed Transfer Hydrogenation
Screening of the obtained chiral diamine ligands in the
above reductive cyclization of ethyl 2-pentanoylbenzoate (1a)
was next carried out in aqueous HCOONa at 40 °C, and the
results are summarized in Table 1. Simple modification of
the substituents at the 4,4′-positions on the aryl ring with
both electronic and steric changes did not afford the product
with higher enantioselectivity (entries 3 and 4 vs 2).
Gratifyingly, when more sterically hindered diamine ligands
We chose to examine ethyl 2-pentanoylbenzoate (1a) as
the initial substrate, as the resulting product 3-butylphthalide
(7) (a) Alonso, D. A.; Nordin, S. J. M.; Roth, P.; Tarnai, T.; Andersson,
P. G. J. Org. Chem. 2000, 65, 3116. (b) Matharu, D. S.; Morris, D. J.;
Kawamoto, A. M.; Clarkson, G. J.; Wills, M. Org. Lett. 2005, 7, 5489. (c)
Wang, F.; Liu, H.; Cun, L.-F.; Zhu, J.; Deng, J.-G.; Jiang, Y.-Z. J. Org.
Chem. 2005, 70, 9424. (d) Mao, J.-C.; Wan, B.-S.; Wu, F.; Lu, S.-W.
Tetrahedron Lett. 2005, 46, 7341. (e) Morris, D. J.; Hayes, A. M.; Wills,
M. J. Org. Chem. 2006, 71, 7035. (f) Li, X. H.; Blacker, J.; Houson, I.;
Wu, X. F.; Xiao, J. L. Synlett 2006, 1155.
(4) Catalytic hydrogenation: (a) Kitamura, M.; Ohkuma, T.; Inoue, S.;
Sayo, N.; Kumobayashi, H.; Akutagawa, S.; Ohta, T.; Takaya, H.; Noyori,
R. J. Am. Chem. Soc. 1988, 110, 629. (b) Ohkuma, T.; Kitamura, M.; Noyori,
R. Tetrahedron Lett. 1990, 31, 5509. Transfer hydrogenation: (c) Everaere,
K.; Scheffler, J.-L.; Mortreux, A.; Carpentier, J.-F. Tetrahedron Lett. 2001,
42, 1899. For examples of Ni-catalyzed cross-couplings, see: (d) Lei, J.-
G.; Hong, R.; Yuan, S.-G.; Lin, G.-Q. Synlett 2002, 927. (e) Chang, H.-T.;
Jeganmohan, M.; Cheng, C.-H. Chem.sEur. J. 2007, 13, 4356.
(8) (a) Zhong, Y.-W.; Xu, M.-H.; Lin, G.-Q. Org. Lett. 2004, 6, 3953.
(b) Lin, G.-Q.; Xu, M.-H.; Zhong, Y.-W.; Sun, X.-W. Acc. Chem. Res.
2008, 41, 831.
(5) (a) Hashiguchi, S.; Fujii, A.; Takehara, J.; Ikariya, T.; Noyori, R.
J. Am. Chem. Soc. 1995, 117, 7562. (b) Fujii, A.; Hashiguchi, S.; Uematsu,
N.; Ikariya, T.; Noyori, R. J. Am. Chem. Soc. 1996, 118, 2521. (c) Takehara,
J.; Hashiguchi, S.; Fujii, A.; Inoue, S.; Ikariya, T.; Noyori, R. Chem.
Commun. 1996, 233. (d) Haack, K. J.; Hashikuchi, S.; Fujii, A.; Ikariya,
T.; Noyori, R. Angew. Chem., Int. Ed. 1997, 36, 285.
(9) (a) Barton, D. H. R.; de Vries, J. X. J. Chem. Soc. 1963, 1916. (b)
Zhu, X. Z.; Li, X. Y.; Liu, J. Eur. J. Pharmacol. 2004, 500, 221. (c) Chang,
Q.; Wang, X. L. Acta Pharmacol. Sin. 2003, 24, 796. (d) Wang, X. W.
Drugs Future 2000, 25, 16. (e) Huang, X. X.; Hu, D.; Qu, Z. W.; Zhang,
J. T.; Feng, Y. P. Yaoxue Xuebao 1996, 31, 246.
(6) For reviews, see: (a) Noyori, R.; Hashiguchi, S. Acc. Chem. Res.
1997, 30, 97. (b) Palmer, M. J.; Wills, M. Tetrahedron: Asymmetry 1999,
10, 2045. (c) Everaere, K.; Mortreux, A.; Carpentier, J.-F. AdV. Synth. Catal.
2003, 345, 67. (d) Clapham, S. E.; Hadzovic, A.; Morris, R. H. Coord.
Chem. ReV. 2004, 248, 2201. (e) Gladiali, S.; Alberico, E. Chem. Soc. ReV.
2006, 35, 226. (f) Wu, X. F.; Xiao, J. L. Chem. Commun. 2007, 2449. (g)
Wang, C.; Wu, X. F.; Xiao, J. L. Chem. Asian J. 2008, 3, 1750.
(10) For leading references of asymmetric transfer hydrogenation by
HCOONa in water, see: (a) Wu, X.; Li, X.; Hems, W.; King, F.; Xiao,
J. L. Org. Biomol. Chem. 2004, 2, 1818. (b) Wu, X.; Li, X.; King, F.; Xiao,
J.-L. Angew. Chem., Int. Ed. 2005, 44, 3407. (c) Wu, X. F.; Vinci, D.;
Ikariya, T.; Xiao, J. L. Chem. Commun. 2005, 4447. (d) Wu, X. F.; Li,
X. H.; Zanotti-Gerosa, A.; Pettman, A.; Liu, J.; Mills, A. J.; Xiao, J. L.
Chem.sEur. J. 2008, 14, 2209. For an excellent review, see ref 6f.
Org. Lett., Vol. 11, No. 20, 2009
4713